Burfield Financial Planning Limited

• Principal Place of Business

  Burfield Financial Planning Ltd

  1 Royal Court

  Gadbrook Way

  Gadbrook Park

  Northwich

  Cheshire West And Chester

  CW9 7UT

  UNITED KINGDOM

  Phone

  +4401606839720

  Web

  https://www.burfieldfp.co.uk

• Complaints Contact

  Burfield Financial Planning Ltd

  1 Royal Court

  Gadbrook Way

  Gadbrook Park

  Northwich

  Cheshire West And Chester

  CW9 7UT

  UNITED KINGDOM

  Phone

  +4401606839720

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Brown

  IRN AXB03921

  • CF30 Customer (22 Aug 2016 to 23 Apr 2019)
• Alexander Norman-Jones

  IRN AXN01790

  • CF30 Customer (4 Nov 2016 to 18 Jan 2018)
• Ashley Clark

  IRN AXC03333

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 18 Jan 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (28 Mar 2018 to 8 Dec 2019)
• Bradley Peet

  IRN BXP00366

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
• Christopher John Dando

  IRN CJD00034

  • [FCA CF] Significant management (9 Dec 2019 to 27 Sep 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 29 Sep 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Sep 2023)
  • SMF3 Executive Director (9 Dec 2019 to 29 Sep 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Sep 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Sep 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 29 Sep 2023)
  • CF10 Compliance Oversight (22 Oct 2010 to 8 Dec 2019)
  • CF1 Director (22 Oct 2010 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (22 Oct 2010 to 8 Dec 2019)
  • Responsible for Insurance Mediation (22 Oct 2010 to 30 Sep 2018)
  • CF30 Customer (22 Oct 2010 to 8 Dec 2019)
• David Parker

  IRN DXP02171

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 17 Jan 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (20 Mar 2017 to 8 Dec 2019)
• Frank Durkin

  IRN FXD01334

  • CF30 Customer (1 Jul 2015 to 30 Sep 2016)
• Glen Morris

  IRN GXM00091

  • CF30 Customer (24 Mar 2014 to 4 Feb 2015)
• Ian Michael Daltrey

  IRN IMD01043

  • CF30 Customer (10 Nov 2015 to 13 May 2019)
• Peter Martin Jenkins

  IRN PMJ00016

  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Responsible for Insurance Distribution (since 20 Nov 2025)
  • SMF16 Compliance Oversight (since 18 Oct 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Oct 2025)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 27 Sep 2021)
  • CF1 Director (19 May 2014 to 8 Dec 2019)
  • CF30 Customer (10 Jun 2013 to 8 Dec 2019)

No changes recorded yet.