Glen Morris

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AFH Independent Financial Services Limited (no longer approved here)
FRN 216704
- [FCA CF] Client dealing (9 Dec 2019 to 29 Oct 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Oct 2021)
- CF30 Customer (12 Nov 2019 to 8 Dec 2019)
Burfield Financial Planning Limited (no longer approved here)
FRN 521077
- CF30 Customer (24 Mar 2014 to 4 Feb 2015)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (15 Aug 2012 to 27 Mar 2014)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (279)Employed By (15 Aug 2012 to 27 Mar 2014)
Retirement Solutions (UK) Limited (no longer approved here)
FRN 483817
- CF30 Customer (26 Oct 2011 to 17 Sep 2012)
Openwork Limited (no longer approved here)
FRN 408285
- CF21 Investment Adviser (1 Jun 2005 to 18 Dec 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.