Christopher John Dando

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Burfield Financial Planning Limited (no longer approved here)

    FRN 521077

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Sep 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 29 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Sep 2023)
    • SMF3 Executive Director (9 Dec 2019 to 29 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 27 Sep 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Sep 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 29 Sep 2023)
    • Responsible for Insurance Mediation (22 Oct 2010 to 30 Sep 2018)
    • CF1 Director (22 Oct 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Oct 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Oct 2010 to 8 Dec 2019)
    • CF30 Customer (22 Oct 2010 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 30 Nov 2010)
    • CF21 Investment Adviser (7 Feb 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Oct 2002 to 7 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.