Astute Financial & Lifestyle Planning Limited

• Principal Place of Business

  Kendal House

  1 Kendal Close

  Tonbridge

  Kent

  TN9 1LY

  UNITED KINGDOM

  Phone

  +4401732369966

  Web

  https://www.astutefp.com

• Complaints Contact

  Cooper Parry Wealth

  Building 423

  East Midlands Airport

  Castle Donington

  Derby

  Leicestershire

  DE74 2SA

  UNITED KINGDOM

  Phone

  +441332411163

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in rights to on interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity

• Ade Cheatham

  IRN AXC02481

  • Director of firm who is not a certification employee or a SMF manager (since 31 Oct 2023)
• Benjamin Richard Waite

  IRN BRW01041

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 21 Nov 2024)
  • [FCA CF] Client dealing (since 21 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 21 Nov 2024)
• Bronagh Daly

  IRN BXD00308

  • SMF3 Executive Director (since 4 Feb 2026)
• Darcy Ellice Needham-Jones

  IRN DXN19033

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 21 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 21 Nov 2024)
  • [FCA CF] Manager of certification employee (since 21 Nov 2024)
• David Kendrick

  IRN DXK00459

  • SMF1 Chief Executive (since 4 Feb 2026)
  • SMF3 Executive Director (since 4 Feb 2026)
• Edward James Albert Lewis-Smith

  IRN EXL00180

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 21 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 21 Nov 2024)
• Ewan Nicholas Rosie

  IRN ENR01004

  • SMF3 Executive Director (since 2 Feb 2024)
• Geoffrey Suleiman Husaunndee

  IRN GSH01050

  • SMF3 Executive Director (10 Sep 2021 to 8 Feb 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (10 Sep 2021 to 8 Feb 2024)
  • SMF16 Compliance Oversight (10 Sep 2021 to 8 Feb 2024)
  • Responsible for Insurance Distribution (10 Sep 2021 to 8 Feb 2024)
• Georgia Gritton

  IRN GXG01709

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 30 Jan 2025)
  • [FCA CF] Client dealing (since 30 Jan 2025)
• Ian John O'Connor

  IRN IJO00003

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 14 Sep 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Sep 2021)
  • SMF3 Executive Director (9 Dec 2019 to 10 Sep 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 14 Sep 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (30 Nov 2005 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (30 Nov 2005 to 8 Dec 2019)
  • CF1 Director (30 Nov 2005 to 8 Dec 2019)
  • CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (30 Nov 2005 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (30 Nov 2005 to 31 Mar 2009)
  • Responsible for Insurance Mediation (30 Nov 2005 to 30 Sep 2018)

No changes recorded yet.