Benjamin Richard Waite

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Astute Financial & Lifestyle Planning Limited

    FRN 437966

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 21 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 21 Nov 2024)
    • [FCA CF] Client dealing (since 21 Nov 2024)
  • Cooper Parry Wealth Limited

    FRN 197193

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 14 Jul 2020)
    • [FCA CF] Functions requiring qualifications (since 14 Jul 2020)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 11 Feb 2019)
    • CF30 Customer (since 12 Aug 2015)
  • Cooper Parry Wealth (TW) Limited

    FRN 712571

    • Employed By (since 12 Aug 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Jul 2014 to 31 Jul 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (3 Aug 2009 to 29 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

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