Ian John O'Connor

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LONSDALE FINANCIAL CONSULTING LIMITED

    FRN 189974

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 6 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 6 Oct 2023)
  • Astute Financial & Lifestyle Planning Limited

    FRN 437966

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Sep 2021)
    • SMF3 Executive Director (9 Dec 2019 to 10 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Sep 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 14 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (30 Nov 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (30 Nov 2005 to 30 Sep 2018)
    • CF24 Pension Transfer Specialist (30 Nov 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (30 Nov 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (30 Nov 2005 to 31 Mar 2009)
    • CF10 Compliance Oversight (30 Nov 2005 to 8 Dec 2019)
  • Cooper Parry Wealth Limited (no longer approved here)

    FRN 197193

    • [FCA CF] Functions requiring qualifications (22 Nov 2023 to 31 Mar 2026)
    • [FCA CF] Client dealing (22 Nov 2023 to 31 Mar 2026)

Recent activity

Updates to this individual's record on the FCA register.

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