Astute Financial & Lifestyle Planning Limited

Date authorised
1 April 2013
Companies House
05442255
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Kendal House
    1 Kendal Close
    Tonbridge
    Kent
    TN9 1LY
    UNITED KINGDOM
    Phone
    +4401732369966
    Web
    https://www.astutefp.com

  • Complaints Contact

    Cooper Parry Wealth
    Building 423
    East Midlands Airport
    Castle Donington
    Derby
    Leicestershire
    DE74 2SA
    UNITED KINGDOM
    Phone
    +441332411163

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to on interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James David Parnell

    IRN JXP00821

    • Director of firm who is not a certification employee or a SMF manager (since 31 Oct 2023)
  • James Michael Greenly

    IRN JMG01257

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 21 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 21 Nov 2024)
  • Peter John Wicks

    IRN PJW01366

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 30 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 30 Jan 2025)
  • Sally Helen Pickersgill

    IRN SXP00702

    • SMF3 Executive Director (since 2 Feb 2024)
  • Simon Atkins

    IRN SXA11989

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Feb 2024)
  • Stephen Lewis Jones

    IRN SLJ00007

    • SMF16 Compliance Oversight (26 Jan 2024 to 12 Feb 2026)
    • SMF3 Executive Director (26 Jan 2024 to 12 Feb 2026)
    • SMF1 Chief Executive (26 Jan 2024 to 12 Feb 2026)
    • Responsible for Insurance Distribution (26 Jan 2024 to 12 Feb 2026)

Recent activity

Updates to this firm's record on the FCA register.

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