James Michael Greenly

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cooper Parry Wealth Limited

    FRN 197193

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 17 Mar 2026)
    • Appointed representative dealing with clients for which they require qualification (since 17 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 5 Oct 2023)
    • [FCA CF] Client dealing (since 5 Oct 2023)
  • Cooper Parry Wealth (TW) Limited

    FRN 712571

    • Employed By (since 17 Mar 2026)
  • Astute Financial & Lifestyle Planning Limited

    FRN 437966

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 21 Nov 2024)
    • [FCA CF] Client dealing (since 21 Nov 2024)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • [FCA CF] Client dealing (3 Oct 2022 to 30 Jun 2023)
    • [FCA CF] Functions requiring qualifications (3 Oct 2022 to 30 Jun 2023)
  • CAPITAL ASSET MANAGEMENT (FINANCIAL PLANNING) LIMITED (no longer approved here)

    FRN 225112

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Jul 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jul 2022)
    • CF30 Customer (4 Jan 2016 to 8 Dec 2019)
  • SMITH & PINCHING FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 186616

    • CF30 Customer (1 Aug 2013 to 9 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

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