Darcy Ellice Needham-Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Astute Financial & Lifestyle Planning Limited

    FRN 437966

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 21 Nov 2024)
    • [FCA CF] Manager of certification employee (since 21 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 21 Nov 2024)
  • Cooper Parry Wealth Limited

    FRN 197193

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 18 Jan 2024)
    • CF30 Customer (since 26 Sep 2022)
    • [FCA CF] Client dealing (since 24 Aug 2022)
    • Appointed representative dealing with clients for which they require qualification (since 24 Aug 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2022)
  • Cooper Parry Wealth (TW) Limited

    FRN 712571

    • Employed By (since 26 Sep 2022)
  • Forvis Mazars Financial Planning Limited (no longer approved here)

    FRN 182644

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Mar 2022)
    • CF30 Customer (23 Aug 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.