Companies House
OC350440
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    29 St John's Lane
    Clerkenwell
    London
    EC1M 4NA
    UNITED KINGDOM
    Phone
    +4402074004700
  • Complaints Contact

    29 St John's Lane
    Clerkenwell
    London
    EC1M 4NA
    UNITED KINGDOM
    Phone
    +4402074004700

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John David Butters

    IRN JDB01222

    • CF30 Customer (13 Feb 2014 to 31 Mar 2016)
  • John Nicolas Jeremy Hoyland

    IRN JNH00007

    • SMF9 Chair of the Governing Body (14 Feb 2025 to 6 Mar 2026)
    • CF1 Director (AR) (23 Jun 2020 to 19 Feb 2025)
    • SMF27 Partner (23 Jun 2020 to 6 Mar 2026)
  • Lisa Judy Hessey

    IRN LJH01092

    • [FCA CF] Manager of certification employee (2 Mar 2023 to 14 Apr 2025)
  • Madelaine Bacon

    IRN MXB02956

    • SMF27 Partner (9 Dec 2019 to 7 Dec 2020)
    • CF4 Partner (6 Mar 2012 to 8 Dec 2019)
  • Mark Creed

    IRN MXC01758

    • [FCA CF] Functions requiring qualifications (21 Feb 2020 to 19 Mar 2026)
    • [FCA CF] Client dealing (21 Feb 2020 to 19 Mar 2026)
    • CF4 Partner (1 Oct 2011 to 1 Jan 2015)
    • CF30 Customer (2 Aug 2010 to 19 Mar 2026)
  • Mark Ellis Waller

    IRN MEW01089

    • Responsible for Insurance Distribution (22 Oct 2020 to 23 Mar 2026)
    • SMF16 Compliance Oversight (24 Jun 2020 to 23 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Jun 2020 to 23 Mar 2026)
    • SMF27 Partner (24 Jun 2020 to 31 Mar 2026)
  • Matthew Barnet Parden

    IRN MBP01017

    • SMF27 Partner (9 Dec 2019 to 4 Mar 2020)
    • CF30 Customer (9 Jul 2018 to 8 Dec 2019)
    • CF4 Partner (11 Dec 2015 to 8 Dec 2019)
  • Michael Decker Ast

    IRN MDA01076

    • CF30 Customer (4 Oct 2016 to 16 Apr 2018)
  • Michael James Powell

    IRN MJP00051

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Dec 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Mar 2026)
  • Neil Jeffries

    IRN NXJ01089

    • CF4 Partner (4 Sep 2015 to 7 Dec 2015)
    • CF30 Customer (4 Sep 2015 to 7 Dec 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.