Neil Jeffries

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finli (G&P) Ltd

    FRN 142752

    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 1 Sep 2025)
    • CF30 Customer (since 22 Aug 2025)
  • Finli (Westerham) LLP

    FRN 579543

    • (3)Employed By (since 22 Aug 2025)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • [FCA CF] Client dealing (10 Jan 2024 to 22 Sep 2025)
    • [FCA CF] Functions requiring qualifications (10 Jan 2024 to 22 Aug 2025)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (25 Feb 2021 to 31 May 2024)
    • [FCA CF] Client dealing (25 Feb 2021 to 31 May 2024)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (12 Oct 2016 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
  • Aspinalls Private Clients Limited (no longer approved here)

    FRN 589781

    • Employed By (10 Sep 2015 to 7 Dec 2015)
  • Aspinalls Family Office LLP (no longer approved here)

    FRN 514965

    • CF4 Partner (4 Sep 2015 to 7 Dec 2015)
    • CF30 Customer (4 Sep 2015 to 7 Dec 2015)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (29 Jul 2004 to 12 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Finli (Westerham) LLP

  2. controlled function added: (3)Employed By at Finli (Westerham) LLP