Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HFMC Wealth Limited
FRN 192999
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 21 Feb 2020)
- [FCA CF] Client dealing (since 21 Feb 2020)
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HFMC Wealth Partners LLP
FRN 427640
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 21 Feb 2020)
- [FCA CF] Functions requiring qualifications (since 21 Feb 2020)
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- [FCA CF] Client dealing (21 Feb 2020 to 26 Mar 2024)
- [FCA CF] Functions requiring qualifications (21 Feb 2020 to 26 Mar 2024)
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- [FCA CF] Functions requiring qualifications (21 Feb 2020 to 19 Mar 2026)
- [FCA CF] Client dealing (21 Feb 2020 to 19 Mar 2026)
- CF4 Partner (1 Oct 2011 to 1 Jan 2015)
- CF30 Customer (2 Aug 2010 to 19 Mar 2026)
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- Employed By (14 Jan 2013 to 19 Mar 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.