Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 21 Feb 2020)
    • [FCA CF] Client dealing (since 21 Feb 2020)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 21 Feb 2020)
    • [FCA CF] Functions requiring qualifications (since 21 Feb 2020)
  • HFMC Asset Management Limited (no longer approved here)

    FRN 194722

    • [FCA CF] Client dealing (21 Feb 2020 to 26 Mar 2024)
    • [FCA CF] Functions requiring qualifications (21 Feb 2020 to 26 Mar 2024)
  • Aspinalls Family Office LLP (no longer approved here)

    FRN 514965

    • [FCA CF] Functions requiring qualifications (21 Feb 2020 to 19 Mar 2026)
    • [FCA CF] Client dealing (21 Feb 2020 to 19 Mar 2026)
    • CF4 Partner (1 Oct 2011 to 1 Jan 2015)
    • CF30 Customer (2 Aug 2010 to 19 Mar 2026)
  • Aspinalls Private Clients Limited (no longer approved here)

    FRN 589781

    • Employed By (14 Jan 2013 to 19 Mar 2026)

Recent activity

Updates to this individual's record on the FCA register.

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