Aspect Capital Limited

• Principal Place of Business

  Aspect Capital

  10 Portman Square

  London

  Westminster

  W1H 6AZ

  UNITED KINGDOM

  Phone

  +4402071709700

  Web

  https://www.aspectcapital.com

• Complaints Contact

  Aspect Capital

  10 Portman Square

  London

  Westminster

  W1H 6AZ

  UNITED KINGDOM

  Phone

  +4402071709700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Julian Corney

  IRN JJC01081

  • CF26 Customer Trading (5 Feb 2004 to 18 Jul 2005)
• Julian Lachlan Maquieira Silverwood-Cope

  IRN JLM01187

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Jun 2024)
  • CF30 Customer (22 Feb 2017 to 8 Dec 2019)
• Karina Cooper

  IRN KXR01239

  • CF11 Money Laundering Reporting (6 Dec 2006 to 23 Aug 2012)
  • CF10 Compliance Oversight (6 Dec 2006 to 23 Aug 2012)
• Katherine Binner

  IRN KXB00104

  • [FCA CF] Significant management (since 3 Apr 2025)
  • [FCA CF] Significant management (3 Mar 2023 to 22 Apr 2024)
• Katherine Cook

  IRN KXC00187

  • [FCA CF] Manager of certification employee (27 Sep 2021 to 7 Mar 2023)
  • [FCA CF] Significant management (30 Jul 2021 to 7 Mar 2023)
• Keith Jarvis

  IRN KPJ01014

  • [FCA CF] Material risk taker (since 1 Feb 2026)
  • [FCA CF] Significant management (since 10 Sep 2025)
  • [FCA CF] Manager of certification employee (since 2 Oct 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jul 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 9 Aug 2022)
  • CF30 Customer (22 Oct 2009 to 8 Dec 2019)
• Kelley Kirklin

  IRN KXK01297

  • CF29 Significant management (28 Sep 2012 to 8 Sep 2014)
• Kenneth Hope

  IRN KXH01472

  • [FCA CF] Significant management (since 7 Dec 2021)
  • [FCA CF] Manager of certification employee (since 7 Dec 2021)
  • [FCA CF] Material risk taker (since 7 Dec 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (16 Mar 2009 to 8 Dec 2019)
  • CF28 Systems and controls (16 Mar 2009 to 8 Dec 2019)
  • CF1 Director (16 Mar 2009 to 8 Dec 2019)
• Kevin James Carter

  IRN KJC01067

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (2 Dec 2015 to 8 Dec 2019)
• Kieran Anthony Lynch

  IRN KAL01061

  • CF13 Finance (13 Feb 2006 to 27 Apr 2006)

• Horizon21 (no longer appointed)

  FRN 431015 · Appointed 13 Apr 2005 · Until 19 May 2006

No changes recorded yet.