Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (1 Aug 2022 to 29 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 29 Sep 2023)
    • [FCA CF] Manager of certification employee (26 Jun 2019 to 29 Sep 2023)
    • [FCA CF] Client dealing (14 Nov 2016 to 29 Sep 2023)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 29 Sep 2023)
    • CF30 Customer (5 Nov 2007 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Material risk taker (1 Aug 2022 to 29 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 29 Sep 2023)
    • [FCA CF] Manager of certification employee (26 Jun 2019 to 29 Sep 2023)
    • [FCA CF] Client dealing (14 Nov 2016 to 29 Sep 2023)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 29 Sep 2023)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Aspect Capital Limited (no longer approved here)

    FRN 188395

    • CF26 Customer Trading (5 Feb 2004 to 18 Jul 2005)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF26 Customer Trading (13 Nov 2002 to 31 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.