Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Material risk taker (1 Aug 2022 to 29 Sep 2023)
- [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 29 Sep 2023)
- [FCA CF] Manager of certification employee (26 Jun 2019 to 29 Sep 2023)
- [FCA CF] Client dealing (14 Nov 2016 to 29 Sep 2023)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 29 Sep 2023)
- CF30 Customer (5 Nov 2007 to 6 Mar 2016)
-
- [FCA CF] Material risk taker (1 Aug 2022 to 29 Sep 2023)
- [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 29 Sep 2023)
- [FCA CF] Manager of certification employee (26 Jun 2019 to 29 Sep 2023)
- [FCA CF] Client dealing (14 Nov 2016 to 29 Sep 2023)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 29 Sep 2023)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
-
- CF26 Customer Trading (5 Feb 2004 to 18 Jul 2005)
-
- CF26 Customer Trading (13 Nov 2002 to 31 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.