Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aspect Capital Limited
FRN 188395
- [FCA CF] Manager of certification employee (since 7 Dec 2021)
- [FCA CF] Significant management (since 7 Dec 2021)
- [FCA CF] Material risk taker (since 7 Dec 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (16 Mar 2009 to 8 Dec 2019)
- CF30 Customer (16 Mar 2009 to 8 Dec 2019)
- CF28 Systems and controls (16 Mar 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.