Aspect Capital Limited

• Principal Place of Business

  Aspect Capital

  10 Portman Square

  London

  Westminster

  W1H 6AZ

  UNITED KINGDOM

  Phone

  +4402071709700

  Web

  https://www.aspectcapital.com

• Complaints Contact

  Aspect Capital

  10 Portman Square

  London

  Westminster

  W1H 6AZ

  UNITED KINGDOM

  Phone

  +4402071709700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kieran Chard

  IRN KXC00165

  • [FCA CF] Client dealing (8 Apr 2021 to 2 Jun 2023)
• Krassimir Vanguelov

  IRN KXV01021

  • CF21 Investment Adviser (17 Oct 2003 to 19 Oct 2004)
• Larry Jun Hung Lau

  IRN LJL01022

  • CF27 Investment Management (10 Mar 2006 to 4 May 2007)
  • CF21 Investment Adviser (9 Feb 2004 to 10 Mar 2006)
• Lauren Swales

  IRN LXB01669

  • CF30 Customer (25 Mar 2013 to 20 Feb 2018)
• Le Hoang

  IRN LXH00340

  • [FCA CF] Manager of certification employee (since 30 Jul 2024)
  • [FCA CF] Algorithmic trading (since 8 Mar 2022)
• Lewis Duncan Matin

  IRN LDM01027

  • CF30 Customer (1 Nov 2007 to 8 May 2008)
  • CF21 Investment Adviser (29 Aug 2007 to 31 Oct 2007)
• Liam Evans

  IRN LDE01011

  • [FCA CF] Algorithmic trading (since 16 Jun 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (9 Mar 2016 to 8 Dec 2019)
• Lixiaonan Yin

  IRN LXY00053

  • [FCA CF] Algorithmic trading (since 28 Mar 2025)
• Lorreta Hassan

  IRN LXH01152

  • CF21 Investment Adviser (5 May 2005 to 16 Feb 2007)
• Lucy Johnstone

  IRN LXJ01098

  • CF30 Customer (14 May 2009 to 24 Jun 2010)

• Horizon21 (no longer appointed)

  FRN 431015 · Appointed 13 Apr 2005 · Until 19 May 2006

No changes recorded yet.