Aspect Capital Limited

Date authorised
1 April 2013
Companies House
03491169
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aspect Capital
    10 Portman Square
    London
    Westminster
    W1H 6AZ
    UNITED KINGDOM
    Phone
    +4402071709700
    Web
    https://www.aspectcapital.com

  • Complaints Contact

    Aspect Capital
    10 Portman Square
    London
    Westminster
    W1H 6AZ
    UNITED KINGDOM
    Phone
    +4402071709700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lukasz Jerzy Wojtowicz

    IRN LEW01019

    • CF30 Customer (6 Jun 2017 to 8 Dec 2019)
  • Mansour Sindi

    IRN MXS02700

    • CF30 Customer (18 May 2010 to 30 Jun 2017)
  • Mark Daniel St John Quinlan

    IRN MXQ01027

    • CF30 Customer (17 Jun 2011 to 2 Dec 2013)
  • Mark Haslehurst

    IRN MXH00241

    • [FCA CF] Algorithmic trading (1 Jul 2020 to 23 Sep 2021)
  • Martin Anthony Lueck

    IRN MAL01084

    • [FCA CF] Significant management (since 30 Jul 2021)
    • [FCA CF] Material risk taker (since 30 Jul 2021)
    • [FCA CF] Client dealing (since 30 Jul 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (27 Jan 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 27 Jan 2004)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Matthew John Leaver

    IRN MJL01155

    • CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2003)
  • Mauro Andrea Gabriele

    IRN MAG01066

    • CF2 Non Executive Director (20 Feb 2006 to 6 Oct 2008)
  • Melanie Jane Caffrey

    IRN MJC01273

    • CF21 Investment Adviser (1 Dec 2001 to 11 Jul 2003)
  • Michael Bernard Hornung

    IRN MBH01028

    • CF10 Compliance Oversight (1 Dec 2001 to 18 Feb 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 18 Feb 2003)
    • CF13 Finance (1 Dec 2001 to 18 Feb 2003)
  • Michael Cyril Louis Adam

    IRN MCA01031

    • CF28 Systems and controls (1 Nov 2007 to 7 Mar 2008)
    • CF30 Customer (1 Nov 2007 to 8 May 2008)
    • CF27 Investment Management (29 Dec 2004 to 31 Oct 2007)
    • CF14 Risk Assessment (30 Apr 2003 to 31 Oct 2007)
    • CF1 Director (30 Apr 2003 to 8 May 2008)
    • CF2 Non Executive Director (1 Dec 2001 to 30 Apr 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Horizon21 (no longer appointed)

    FRN 431015 · Appointed 13 Apr 2005 · Until 19 May 2006

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.