Date authorised
1 April 2013
Companies House
01988106
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051
  • Complaints Contact

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Edelsten

    IRN SXE01074

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Oct 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Apr 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Oct 2023)
    • CF30 Customer (2 May 2011 to 8 Dec 2019)
  • Simon George Austin Fox

    IRN SGF01016

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jan 2002)
  • Simon Rogers

    IRN SJR01126

    • [FCA CF] Client dealing (9 Dec 2019 to 4 May 2021)
  • Stefan Sealey

    IRN SXS00056

    • [FCA CF] Client dealing (17 Jun 2020 to 9 Jul 2021)
  • Stephanie Marie Michele Bickel

    IRN SXB01299

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
  • Stephen Baines

    IRN SPB01191

    • [FCA CF] Significant management (25 Oct 2021 to 30 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
    • CF30 Customer (1 Mar 2019 to 8 Dec 2019)
  • Stephen Francis Moore

    IRN SFM01017

    • CF30 Customer (12 May 2014 to 8 Dec 2019)
  • Stephen John Morris

    IRN SXM00024

    • [FCA CF] Significant management (since 11 Sep 2020)
  • Stephen Snowden

    IRN SXS01277

    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (27 Sep 2019 to 8 Dec 2019)
  • Stewart David Brown

    IRN SDB01152

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 4 Jul 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.