Stephen Baines

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BUTLER INVESTMENT MANAGERS LIMITED
FRN 477024
- [FCA CF] Material risk taker (since 13 Mar 2023)
Artemis Fund Managers Limited (no longer approved here)
FRN 122448
- [FCA CF] Significant management (25 Oct 2021 to 30 Sep 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
- CF30 Customer (1 Mar 2019 to 8 Dec 2019)
Artemis Investment Management LLP (no longer approved here)
FRN 523180
- [FCA CF] Significant management (25 Oct 2021 to 30 Sep 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
- CF30 Customer (1 Mar 2019 to 8 Dec 2019)
Scottish Equitable Plc (no longer approved here)
FRN 165548
- CF30 Customer (3 Oct 2013 to 22 Sep 2015)
Aegon Asset Management Ltd (no longer approved here)
FRN 515464
- Employed By (3 Oct 2013 to 22 Sep 2015)
Aegon Asset Management UK plc (no longer approved here)
FRN 144267
- CF30 Customer (18 Sep 2013 to 30 Nov 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.