BUTLER INVESTMENT MANAGERS LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Butler Investment Managers Ltd50 Marshall StreetLondonWestminsterW1F 9BQUNITED KINGDOM- Phone
- +4402073197710
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Complaints Contact
50 Marshall StreetLondonW1F 9BQUNITED KINGDOM- Phone
- +4402073197710
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alison Hatcher
IRN AXH01774
- CF30 Customer (23 Sep 2010 to 1 Nov 2011)
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Benjamin Minh-Man Nguyen
IRN BXN06548
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (12 Oct 2018 to 8 Dec 2019)
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Christy Simanjuntak
IRN CXS00492
- [FCA CF] Client dealing (since 26 Aug 2024)
- [FCA CF] Material risk taker (since 26 Aug 2024)
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David James Weller
IRN DJW01447
- [FCA CF] Client dealing (1 Jun 2023 to 31 Dec 2024)
- [FCA CF] Material risk taker (1 Jun 2023 to 31 Dec 2024)
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Dimitrios Liakis
IRN DXL01706
- CF30 Customer (26 Jun 2015 to 1 Feb 2018)
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Ekaterina Plotnikova
IRN EXP01427
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (24 Jan 2018 to 8 Dec 2019)
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Felix Van Musschenbroek Greve
IRN FXV00019
- [FCA CF] Client dealing (1 Sep 2020 to 30 Jun 2022)
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Frederic Marie Jean Eric Noirot-Nerin
IRN FXN01010
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF1 Director (1 Apr 2019 to 8 Dec 2019)
- CF3 Chief Executive (1 Apr 2019 to 8 Dec 2019)
- CF30 Customer (28 Oct 2016 to 8 Dec 2019)
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Frederic Puzin
IRN FXP01338
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Oct 2017 to 8 Dec 2019)
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Glen Rogers
IRN GXR01377
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (15 Apr 2009 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.