Alison Hatcher

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HSBC Alternative Investments Limited (no longer approved here)
FRN 170423
- [PRA CF] Managing a material risk taker (24 Jun 2022 to 10 Feb 2023)
- [FCA CF] Manager of certification employee (17 May 2022 to 3 Mar 2023)
HSBC Global Asset Management (UK) Limited (no longer approved here)
FRN 122335
- CF30 Customer (6 Jul 2012 to 22 Apr 2015)
BUTLER INVESTMENT MANAGERS LIMITED (no longer approved here)
FRN 477024
- CF30 Customer (23 Sep 2010 to 1 Nov 2011)
LumX Asset Management (U.K.) Limited (no longer approved here)
FRN 195960
- CF30 Customer (1 Nov 2007 to 28 Jan 2008)
- CF21 Investment Adviser (16 Mar 2007 to 31 Oct 2007)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF21 Investment Adviser (14 Nov 2005 to 1 Dec 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.