BUTLER INVESTMENT MANAGERS LIMITED

Date authorised
1 April 2013
Companies House
06407390
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Butler Investment Managers Ltd
    50 Marshall Street
    London
    Westminster
    W1F 9BQ
    UNITED KINGDOM
    Phone
    +4402073197710
    Web
    https://www.corumbutler.com/bond-funds/

  • Complaints Contact

    50 Marshall Street
    London
    W1F 9BQ
    UNITED KINGDOM
    Phone
    +4402073197710

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hamza Mirza

    IRN HXM00396

    • [FCA CF] Client dealing (18 Dec 2023 to 9 Aug 2024)
    • [FCA CF] Material risk taker (18 Dec 2023 to 9 Aug 2024)
  • James Anthony Dean

    IRN JAD01320

    • CF11 Money Laundering Reporting (17 Jan 2017 to 3 Jul 2018)
    • CF30 Customer (17 Jan 2017 to 3 Jul 2018)
    • CF1 Director (17 Jan 2017 to 3 Jul 2018)
    • CF10 Compliance Oversight (17 Jan 2017 to 3 Jul 2018)
    • CF3 Chief Executive (17 Jan 2017 to 3 Jul 2018)
  • Jean-Baptiste Gauzere

    IRN JXG01758

    • CF11 Money Laundering Reporting (18 Nov 2008 to 8 Apr 2009)
    • CF10 Compliance Oversight (18 Nov 2008 to 8 Apr 2009)
    • CF1 Director (18 Nov 2008 to 8 Apr 2009)
    • CF3 Chief Executive (18 Nov 2008 to 8 Apr 2009)
    • CF30 Customer (18 Nov 2008 to 8 Apr 2009)
  • Jeremy Sharpe

    IRN JXS02506

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (19 Jul 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (27 May 2010 to 8 Dec 2019)
  • Jonathan Smith

    IRN JXS15228

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 May 2019 to 8 Dec 2019)
  • Lorna Nolan

    IRN LXN01063

    • CF10 Compliance Oversight (8 Apr 2009 to 15 Nov 2016)
    • CF1 Director (8 Apr 2009 to 15 Nov 2016)
    • CF11 Money Laundering Reporting (8 Apr 2009 to 15 Nov 2016)
    • CF3 Chief Executive (8 Apr 2009 to 15 Nov 2016)
    • CF30 Customer (8 Apr 2009 to 15 Nov 2016)
  • Lucas Hunter

    IRN LXH14873

    • CF30 Customer (16 May 2019 to 8 Dec 2019)
  • Nathalie Anne Britta Christine Laplanche

    IRN NAL01026

    • CF30 Customer (16 Feb 2009 to 11 Dec 2009)
  • Olivier Andre Saez

    IRN OAS01006

    • CF30 Customer (5 Nov 2009 to 31 Aug 2010)
  • Pierre Edouard Verle

    IRN PEV01007

    • CF30 Customer (12 May 2009 to 30 Apr 2012)
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Recent activity

Updates to this firm's record on the FCA register.

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