Date authorised
1 April 2013
Companies House
01988106
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051
  • Complaints Contact

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Swetha Ramachandran

    IRN SXR01510

    • [FCA CF] Client dealing (25 Sep 2023 to 6 Aug 2025)
  • Tara Gillespie

    IRN TXG01465

    • [FCA CF] Client dealing (11 Dec 2020 to 29 Oct 2021)
  • Theunis Ian Boyd Johnston

    IRN TIJ01000

    • SMF3 Executive Director (since 8 May 2025)
  • Thomas Skinner

    IRN TXS03491

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Feb 2021)
  • Thomas Underhill

    IRN TXU01004

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Dec 2020)
    • CF21 Investment Adviser (1 Dec 2001 to 15 Aug 2003)
  • Timothy Frederick Heaton

    IRN TFH01004

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Aug 2003)
  • Toby Gibb

    IRN TXG01480

    • [FCA CF] Material risk taker (since 2 Jan 2026)
    • [FCA CF] Significant management (since 19 Mar 2024)
    • [FCA CF] Client dealing (since 27 Jul 2023)
    • [FCA CF] Manager of certification employee (since 27 Jul 2023)
  • Tom Cross Brown

    IRN TXC01074

    • CF1 Director (1 Dec 2001 to 9 Sep 2002)
  • Tony Melvin Bronk

    IRN TMB01029

    • CF11 Money Laundering Reporting (1 Dec 2001 to 9 Sep 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 9 Sep 2002)
  • Verónica Pérez-Campanero Antolín

    IRN VXP01254

    • [FCA CF] Client dealing (1 Apr 2022 to 9 May 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.