Date authorised
1 April 2013
Companies House
01988106
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051
  • Complaints Contact

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Victoria Patty Heffer

    IRN VPH00002

    • [FCA CF] Manager of certification employee (1 Jul 2020 to 13 Dec 2024)
    • [FCA CF] Significant management (1 Jul 2020 to 13 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2024)
  • William Alexander Aitken

    IRN WXA00012

    • [FCA CF] Significant management (9 Dec 2019 to 29 Jun 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Jun 2021)
  • William John Chard

    IRN WJC01056

    • CF27 Investment Management (6 Nov 2002 to 30 Apr 2006)
  • William John Littlewood

    IRN WJL01042

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2020)
    • CF30 Customer (17 Oct 2013 to 8 Dec 2019)
  • William Robert Charles Shirley

    IRN WRS01041

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (24 Feb 2015 to 8 Dec 2019)
  • William Thomas Warren

    IRN WTW01016

    • [FCA CF] Material risk taker (1 Jan 2022 to 31 Mar 2026)
    • [FCA CF] Significant management (13 Apr 2021 to 23 Feb 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
    • CF30 Customer (19 May 2014 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.