William Robert Charles Shirley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Artemis Fund Managers Limited
FRN 122448
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (24 Feb 2015 to 8 Dec 2019)
Artemis Investment Management LLP
FRN 523180
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (24 Feb 2015 to 8 Dec 2019)
Panmure Liberum Capital Limited (no longer approved here)
FRN 465050
- CF30 Customer (8 Jul 2009 to 20 Mar 2015)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (1 Nov 2007 to 30 Apr 2009)
- CF21 Investment Adviser (24 Oct 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.