Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Guaranty Trust Bank (UK) Limited (no longer approved here)

    FRN 466611

    • CF10 Compliance Oversight (23 Jul 2015 to 18 Dec 2015)
    • CF11 Money Laundering Reporting (23 Jul 2015 to 18 Dec 2015)
  • KUWAIT FINANCE HOUSE PLC (no longer approved here)

    FRN 131818

    • CF10 Compliance Oversight (12 Sep 2011 to 9 Jan 2015)
  • Artemis Fund Managers Limited (no longer approved here)

    FRN 122448

    • CF10 Compliance Oversight (1 Dec 2001 to 9 Sep 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 9 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.