Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF10 Compliance Oversight (23 Jul 2015 to 18 Dec 2015)
- CF11 Money Laundering Reporting (23 Jul 2015 to 18 Dec 2015)
-
- CF10 Compliance Oversight (12 Sep 2011 to 9 Jan 2015)
-
- CF10 Compliance Oversight (1 Dec 2001 to 9 Sep 2002)
- CF11 Money Laundering Reporting (1 Dec 2001 to 9 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.