Thomas Underhill

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GMO U.K. LIMITED
FRN 224540
- [FCA CF] Client dealing (since 6 Oct 2022)
Oldfield Partners LLP (no longer approved here)
FRN 415363
- [FCA CF] Client dealing (1 Jul 2021 to 13 Jul 2022)
Artemis Fund Managers Limited (no longer approved here)
FRN 122448
- [FCA CF] Client dealing (9 Dec 2019 to 4 Dec 2020)
- CF21 Investment Adviser (1 Dec 2001 to 15 Aug 2003)
Artemis Investment Management LLP (no longer approved here)
FRN 523180
- [FCA CF] Client dealing (9 Dec 2019 to 4 Dec 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.