Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (27 Sep 2019 to 8 Dec 2019)
    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (27 Sep 2019 to 8 Dec 2019)
    • CF4 Partner (27 Sep 2019 to 6 Dec 2019)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF30 Customer (9 Aug 2011 to 22 Sep 2015)
  • Aegon Asset Management Ltd (no longer approved here)

    FRN 515464

    • Employed By (9 Aug 2011 to 22 Sep 2015)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • CF30 Customer (29 Jul 2011 to 30 Nov 2018)
    • CF27 Investment Management (1 Dec 2001 to 17 Jun 2003)
  • JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 171847

    • CF30 Customer (1 Nov 2007 to 1 Jul 2011)
    • CF27 Investment Management (13 Jan 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.