Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 14 Oct 2024)
    • [FCA CF] Significant management (since 14 Oct 2024)
    • [FCA CF] Client dealing (since 14 Oct 2024)
  • Artemis Fund Managers Limited (no longer approved here)

    FRN 122448

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Oct 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Apr 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Oct 2023)
    • CF30 Customer (2 May 2011 to 8 Dec 2019)
  • Artemis Investment Management LLP (no longer approved here)

    FRN 523180

    • [FCA CF] Significant management (9 Dec 2019 to 10 Oct 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Oct 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Apr 2023)
    • CF4 Partner (2 May 2011 to 6 Dec 2019)
    • CF30 Customer (2 May 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.