Arlington Group Asset Management Limited

Date authorised
1 April 2013
Companies House
02359077
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Arlington Group Asset Management Ltd
    47-48 Piccadilly
    London
    Westminster
    W1J 0DT
    UNITED KINGDOM
    Phone
    +442073895010
    Web
    https://www.agam.co.uk

  • Complaints Contact

    Arlington Group Asset Management Ltd
    47-48 Piccadilly
    London
    Westminster
    W1J 0DT
    UNITED KINGDOM
    Phone
    +442073895010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Raju Samtani

    IRN RXS01457

    • CF10 Compliance Oversight (16 Apr 2002 to 17 Apr 2008)
  • Richard Arthur Lockwood

    IRN RAL01067

    • CF1 Director (AR) (since 11 Dec 2018)
    • CF30 Customer (since 13 Feb 2012)
    • CF1 Director (19 Dec 2012 to 6 Mar 2018)
  • Richard Mark Greenfield

    IRN RMG01106

    • CF1 Director (AR) (16 Feb 2016 to 20 Sep 2017)
    • CF30 Customer (16 Feb 2016 to 20 Sep 2017)
  • Robin Leonard Henshall

    IRN RXH01420

    • CF1 Director (AR) (24 Feb 2015 to 5 Sep 2017)
    • CF30 Customer (24 Feb 2015 to 5 Sep 2017)
  • Roger Joshua Breuer

    IRN RJB01265

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
    • CF30 Customer (6 Feb 2019 to 8 Dec 2019)
  • Romil Kanani

    IRN RXK01273

    • CF4 Partner (AR) (7 Sep 2016 to 21 Feb 2019)
    • CF30 Customer (7 Sep 2016 to 21 Feb 2019)
  • Ross Ainger

    IRN RXA01400

    • [FCA CF] Client dealing (since 21 Jun 2021)
    • CF1 Director (29 Dec 2015 to 17 Oct 2019)
    • CF11 Money Laundering Reporting (31 Dec 2008 to 17 Oct 2019)
    • CF10 Compliance Oversight (31 Dec 2008 to 17 Oct 2019)
    • CF30 Customer (1 Nov 2007 to 17 Oct 2019)
    • CF27 Investment Management (11 Dec 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (11 Dec 2006 to 31 Oct 2007)
  • Ryan Thomas Gaffney

    IRN RTG01023

    • CF1 Director (AR) (6 Oct 2015 to 29 Jun 2018)
    • CF30 Customer (20 Aug 2015 to 29 Jun 2018)
  • Simon Charles Catt

    IRN SXC01345

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (27 May 2016 to 8 Dec 2019)
    • CF30 Customer (4 Apr 2016 to 8 Dec 2019)
  • Tanneguy Marie Emmanuel Gilbert

    IRN TMG01012

    • CF30 Customer (22 Jan 2016 to 26 Jan 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.