Richard Arthur Lockwood

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Arlington Group Asset Management Limited
FRN 172337
- CF1 Director (AR) (since 11 Dec 2018)
- CF30 Customer (since 13 Feb 2012)
- CF1 Director (19 Dec 2012 to 6 Mar 2018)
RAL Capital Group Limited
FRN 815812
- (1)Employed By (since 11 Dec 2018)
CQS (UK) LLP (no longer approved here)
FRN 400496
- CF30 Customer (29 Aug 2008 to 2 Feb 2009)
VSA Capital Limited (no longer approved here)
FRN 158790
- CF1 Director (1 Dec 2001 to 11 Dec 2001)
- CF21 Investment Adviser (1 Dec 2001 to 11 Dec 2001)
Marechale Capital PLC (no longer approved here)
FRN 190270
- CF1 Director (1 Dec 2001 to 11 Dec 2001)
- CF21 Investment Adviser (1 Dec 2001 to 11 Dec 2001)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.