Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (20 Sep 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Sep 2017 to 8 Dec 2019)
    • CF30 Customer (20 Sep 2017 to 8 Dec 2019)
    • CF4 Partner (20 Sep 2017 to 8 Dec 2019)
  • Tamesis Partners LLP (no longer approved here)

    FRN 749617

    • Employed By (20 Jun 2016 to 14 Sep 2017)
  • Arlington Group Asset Management Limited (no longer approved here)

    FRN 172337

    • CF30 Customer (16 Feb 2016 to 20 Sep 2017)
    • CF1 Director (AR) (16 Feb 2016 to 20 Sep 2017)
  • RFC AMBRIAN LIMITED (no longer approved here)

    FRN 209819

    • CF30 Customer (1 Nov 2007 to 30 Dec 2010)
    • CF23 Corporate Finance Adviser (18 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.