Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tamesis Partners LLP
FRN 777112
- SMF16 Compliance Oversight (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (20 Sep 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (20 Sep 2017 to 8 Dec 2019)
- CF30 Customer (20 Sep 2017 to 8 Dec 2019)
- CF4 Partner (20 Sep 2017 to 8 Dec 2019)
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- Employed By (20 Jun 2016 to 14 Sep 2017)
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- CF30 Customer (16 Feb 2016 to 20 Sep 2017)
- CF1 Director (AR) (16 Feb 2016 to 20 Sep 2017)
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- CF30 Customer (1 Nov 2007 to 30 Dec 2010)
- CF23 Corporate Finance Adviser (18 Sep 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.