Date authorised
20 September 2017
Companies House
OC412104
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Berkeley Street
    London
    W1J 8DZ
    UNITED KINGDOM
    Phone
    +442038822868
  • Complaints Contact

    16 Berkeley Street
    London
    W1J 8DZ
    UNITED KINGDOM
    Phone
    +4402038820712

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles John Gordon Bendon

    IRN CJB01196

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (20 Sep 2017 to 8 Dec 2019)
    • CF4 Partner (20 Sep 2017 to 8 Dec 2019)
  • Charles Joseph Vaughan

    IRN CJV01020

    • SMF27 Partner (9 Dec 2019 to 31 Mar 2020)
    • CF4 Partner (17 Nov 2017 to 8 Dec 2019)
    • CF30 Customer (17 Nov 2017 to 8 Dec 2019)
  • David Christopher Baker

    IRN DCB01194

    • CF30 Customer (23 Feb 2018 to 8 Dec 2019)
  • David Simon Edgar Butler

    IRN DXB01375

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (20 Sep 2017 to 8 Dec 2019)
    • CF4 Partner (20 Sep 2017 to 8 Dec 2019)
  • Gabriele Ejikeme

    IRN GXE13441

    • [FCA CF] Client dealing (since 13 Mar 2025)
  • Harry Charles Baker

    IRN HCB01022

    • CF30 Customer (20 Jan 2020 to 25 May 2021)
    • CF4 Partner (AR) (20 Jan 2020 to 25 May 2021)
  • Ivan Dieter Briechle Sanz

    IRN IXB00250

    • [FCA CF] Client dealing (13 Mar 2025 to 15 Aug 2025)
  • Jonathan Wordsworth Wright

    IRN JWW01061

    • CF30 Customer (23 Jan 2020 to 21 Jul 2021)
    • CF4 Partner (AR) (23 Jan 2020 to 21 Jul 2021)
  • MITCHELL JAMES LIMB

    IRN MJL01356

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (7 Dec 2017 to 8 Dec 2019)
    • CF30 Customer (21 Oct 2017 to 8 Dec 2019)
  • Matthias O'Toole Howes

    IRN MXO00189

    • [FCA CF] Client dealing (5 Jul 2022 to 16 Jun 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.