Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Auctus Advisors LLP
FRN 971768
- SMF16 Compliance Oversight (since 1 Sep 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2022)
- SMF27 Partner (since 1 Sep 2022)
-
- CF4 Partner (AR) (11 Nov 2021 to 31 Aug 2022)
-
- CF30 Customer (23 Jan 2020 to 21 Jul 2021)
- CF4 Partner (AR) (23 Jan 2020 to 21 Jul 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.