Auctus Advisors LLP

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FRN: 971768
Date authorised: 1 September 2022
Companies House: OC429983
Last scraped: 5 days ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Robsacks

Long Barn Road

Weald

Sevenoaks

Kent

TN14 6NJ

UNITED KINGDOM

Phone

+447711627449

Web

https://www.auctusadvisors.co.uk
Complaints Contact

Robsacks

Long Barn Road

Weald

Sevenoaks

Kent

TN14 6NJ

UNITED KINGDOM

Phone

+447711627449

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Jonathan Wordsworth Wright
IRN JWW01061
- SMF16 Compliance Oversight (since 1 Sep 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2022)
- SMF27 Partner (since 1 Sep 2022)
Rupert Daniel Holdsworth Hunt
IRN RDH01047
- SMF27 Partner (since 1 Sep 2022)
Stephane Guy Patrick Foucaud
IRN SGF01029
- SMF27 Partner (since 1 Sep 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.