Tamesis Partners LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Stockbroking

For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Michael Daffey
IRN MXD01645
- [FCA CF] Client dealing (since 3 Sep 2024)
- SMF27 Partner (since 2 Sep 2024)
Richard Mark Greenfield
IRN RMG01106
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (20 Sep 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (20 Sep 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (20 Sep 2017 to 8 Dec 2019)
- CF4 Partner (20 Sep 2017 to 8 Dec 2019)
Rupert Daniel Holdsworth Hunt
IRN RDH01047
- CF30 Customer (20 Jan 2020 to 21 Jul 2021)
- CF4 Partner (AR) (20 Jan 2020 to 21 Jul 2021)
Stephane Guy Patrick Foucaud
IRN SGF01029
- CF4 Partner (AR) (20 Jan 2020 to 21 Jul 2021)
- CF30 Customer (20 Jan 2020 to 21 Jul 2021)

Smaller firms operating under this firm's FCA authorisation.

Auctus Advisors LLP (no longer appointed)
FRN 919267 · Appointed 9 Jan 2020 · Until 21 Jul 2021

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.