Simon Charles Catt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arlington Group Asset Management Limited

    FRN 172337

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (27 May 2016 to 8 Dec 2019)
    • CF30 Customer (4 Apr 2016 to 8 Dec 2019)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF30 Customer (1 Nov 2007 to 15 Feb 2008)
    • CF4 Partner (AR) (4 Jan 2007 to 15 Feb 2008)
    • CF21 Investment Adviser (4 Jan 2007 to 31 Oct 2007)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.