Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Arlington Group Asset Management Limited
FRN 172337
- [FCA CF] Client dealing (since 21 Jun 2021)
- CF1 Director (29 Dec 2015 to 17 Oct 2019)
- CF11 Money Laundering Reporting (31 Dec 2008 to 17 Oct 2019)
- CF10 Compliance Oversight (31 Dec 2008 to 17 Oct 2019)
- CF30 Customer (1 Nov 2007 to 17 Oct 2019)
- CF21 Investment Adviser (11 Dec 2006 to 31 Oct 2007)
- CF27 Investment Management (11 Dec 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.