Arlington Group Asset Management Limited

Date authorised
1 April 2013
Companies House
02359077
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Arlington Group Asset Management Ltd
    47-48 Piccadilly
    London
    Westminster
    W1J 0DT
    UNITED KINGDOM
    Phone
    +442073895010
    Web
    https://www.agam.co.uk

  • Complaints Contact

    Arlington Group Asset Management Ltd
    47-48 Piccadilly
    London
    Westminster
    W1J 0DT
    UNITED KINGDOM
    Phone
    +442073895010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jocelyn Howard Fisher

    IRN JHF01018

    • CF1 Director (AR) (20 Nov 2017 to 27 Sep 2019)
    • CF30 Customer (20 Nov 2017 to 27 Sep 2019)
  • John Beresford-Peirse

    IRN JXB02391

    • CF1 Director (AR) (24 Jan 2017 to 27 Feb 2017)
    • CF30 Customer (24 Jan 2017 to 27 Feb 2017)
  • John Crawford Leathes Prior

    IRN JCP01076

    • CF1 Director (AR) (17 Jun 2024 to 22 Apr 2025)
    • CF30 Customer (17 Jun 2024 to 22 Apr 2025)
    • [FCA CF] Client dealing (5 Apr 2024 to 17 Jun 2024)
  • Jonathan Mark Schneider

    IRN JMS01235

    • CF30 Customer (24 Apr 2019 to 27 Sep 2019)
    • CF1 Director (AR) (24 Apr 2019 to 27 Sep 2019)
  • Joseph Michael McCarthy

    IRN JMM01149

    • CF30 Customer (1 Nov 2007 to 2 Nov 2007)
    • CF27 Investment Management (14 Dec 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (14 Jul 2004 to 31 Oct 2007)
  • Karine Victorovna Godber

    IRN KVA01005

    • CF30 Customer (5 Jul 2016 to 5 Sep 2017)
  • Kjeld Randolph Thygesen

    IRN KRT01023

    • CF27 Investment Management (28 Jan 2005 to 20 Sep 2005)
    • CF21 Investment Adviser (28 Jan 2005 to 20 Sep 2005)
    • CF1 Director (1 Dec 2001 to 20 Sep 2005)
  • Lukas Jeroen Kolff

    IRN LJK01030

    • CF4 Partner (AR) (28 Jul 2017 to 15 Oct 2018)
    • CF30 Customer (28 Jul 2017 to 15 Oct 2018)
  • MITCHELL JAMES LIMB

    IRN MJL01356

    • CF30 Customer (17 May 2016 to 19 Oct 2017)
  • Malcolm Alec Burne

    IRN MAB01471

    • CF1 Director (23 May 2012 to 1 Jul 2016)
    • CF30 Customer (16 Apr 2012 to 27 Sep 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.