Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Bowline Advisors Limited
FRN 799429
- [FCA CF] Significant management (since 1 Jan 2020)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF1 Director (28 Feb 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (28 Feb 2018 to 8 Dec 2019)
- CF3 Chief Executive (28 Feb 2018 to 8 Dec 2019)
-
- CF4 Partner (AR) (28 Jul 2017 to 15 Oct 2018)
- CF30 Customer (28 Jul 2017 to 15 Oct 2018)
-
- Employed By (28 Jul 2017 to 11 Oct 2018)
-
- CF30 Customer (3 Feb 2010 to 28 Jul 2010)
-
- CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- CF21 Investment Adviser (13 Dec 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.