Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 May 2009 to 8 Dec 2019)
    • CF3 Chief Executive (1 May 2009 to 8 Dec 2019)
    • CF30 Customer (1 May 2009 to 8 Dec 2019)
  • Arlington Group Asset Management Limited (no longer approved here)

    FRN 172337

    • CF30 Customer (1 Nov 2007 to 2 Nov 2007)
    • CF27 Investment Management (14 Dec 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (14 Jul 2004 to 31 Oct 2007)
  • Robert W. Baird Limited (no longer approved here)

    FRN 124308

    • CF21 Investment Adviser (15 Aug 2002 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.