Jocelyn Howard Fisher

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GUOTAI HAITONG SECURITIES (UK) LIMITED
FRN 1001832
- [FCA CF] Client dealing (since 1 Apr 2026)
- [FCA CF] Significant management (since 1 Apr 2026)
Haitong International (UK) Limited (no longer approved here)
FRN 196482
- [FCA CF] Client dealing (17 Jan 2024 to 1 Apr 2026)
- [FCA CF] Significant management (17 Jan 2024 to 1 Apr 2026)
Arlington Group Asset Management Limited (no longer approved here)
FRN 172337
- CF1 Director (AR) (20 Nov 2017 to 27 Sep 2019)
- CF30 Customer (20 Nov 2017 to 27 Sep 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.