Arion Investment Management Limited

• Principal Place of Business

  24 Old Burlington Street

  London

  W1S 3AW

  UNITED KINGDOM

  Phone

  +4402038879818

  Web

  https://www.arioninvestmentmanagement.com

• Complaints Contact

  24 Old Burlington Street

  London

  W1S 3AW

  UNITED KINGDOM

  Phone

  +4402038879818

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joel McCarthy

  IRN JXM02107

  • [FCA CF] Client dealing (9 Dec 2020 to 28 Jul 2021)
• John James Stedman

  IRN JJS01076

  • [FCA CF] Client dealing (3 Aug 2022 to 4 Oct 2023)
• Joshua Robert Dadd

  IRN JRD01144

  • [FCA CF] Client dealing (6 Nov 2023 to 2 Apr 2024)
• Kevin Rodgers

  IRN KXR01114

  • Director of firm who is not a certification employee or a SMF manager (since 12 Feb 2024)
  • [FCA CF] Client dealing (9 Dec 2020 to 12 Feb 2024)
  • CF2 Non Executive Director (16 Jul 2018 to 8 Dec 2019)
• Kurran Kumar

  IRN KXK01865

  • [FCA CF] Client dealing (9 Dec 2020 to 20 May 2025)
• Kurt Brooks

  IRN KXB02111

  • [FCA CF] Client dealing (14 Sep 2022 to 10 Apr 2024)
• Luke REILLY

  IRN LXR00109

  • [FCA CF] Client dealing (3 Aug 2022 to 13 May 2024)
• Matthew James Collis

  IRN MJC01476

  • [FCA CF] Client dealing (9 Dec 2020 to 29 Oct 2021)
  • CF30 Customer (15 Jan 2019 to 8 Dec 2019)
• Maxwell Davies

  IRN MXD00676

  • [FCA CF] Client dealing (21 Aug 2023 to 5 Mar 2025)
• Nathaniel Loo

  IRN NXL00052

  • [FCA CF] Client dealing (since 3 Aug 2022)

No changes recorded yet.