Kurt Brooks

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lightship Derivatives UK Limited
FRN 1016599
- [FCA CF] Client dealing (since 9 Feb 2026)
Marex Spectron International Limited (no longer approved here)
FRN 193027
- [FCA CF] Client dealing (12 May 2025 to 3 Jun 2025)
Arion Investment Management Limited (no longer approved here)
FRN 742037
- [FCA CF] Client dealing (14 Sep 2022 to 10 Apr 2024)
Marex Financial (no longer approved here)
FRN 442767
- [FCA CF] Client dealing (1 Jun 2022 to 12 Aug 2022)
- CF30 Customer (9 Nov 2017 to 8 Dec 2019)
BRITANNIA GLOBAL MARKETS LIMITED (no longer approved here)
FRN 114159
- [FCA CF] Client dealing (7 Dec 2020 to 20 Jan 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.