Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (18 Dec 2024 to 4 Feb 2025)
- [FCA CF] Manager of certification employee (22 Aug 2022 to 12 Jul 2024)
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- [FCA CF] Client dealing (9 Dec 2020 to 28 Jul 2021)
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- CF30 Customer (8 Dec 2016 to 31 Mar 2017)
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- CF30 Customer (22 Oct 2015 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 7 Aug 2008)
- CF21 Investment Adviser (6 Oct 2005 to 31 Oct 2007)
- CF26 Customer Trading (11 Jul 2005 to 5 Oct 2005)
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- CF26 Customer Trading (29 Oct 2003 to 11 Jun 2005)
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- CF26 Customer Trading (29 Oct 2003 to 11 Jun 2005)
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- CF26 Customer Trading (29 Oct 2003 to 11 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.