Kevin Rodgers

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arion Investment Management Limited

    FRN 742037

    • Director of firm who is not a certification employee or a SMF manager (since 12 Feb 2024)
    • [FCA CF] Client dealing (9 Dec 2020 to 12 Feb 2024)
    • CF2 Non Executive Director (16 Jul 2018 to 8 Dec 2019)
  • TFS VOLBROKER LIMITED (no longer approved here)

    FRN 206018

    • CF1 Director (12 May 2011 to 12 Feb 2015)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 13 Jun 2014)
    • CF21 Investment Adviser (6 Nov 2003 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 6 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.