Arion Investment Management Limited

• Principal Place of Business

  24 Old Burlington Street

  London

  W1S 3AW

  UNITED KINGDOM

  Phone

  +4402038879818

  Web

  https://www.arioninvestmentmanagement.com

• Complaints Contact

  24 Old Burlington Street

  London

  W1S 3AW

  UNITED KINGDOM

  Phone

  +4402038879818

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Oliver James Denny

  IRN OJD01005

  • CF30 Customer (15 Nov 2018 to 9 Aug 2019)
• Paul Khoury

  IRN PXK01562

  • CF30 Customer (18 Jan 2018 to 8 Dec 2019)
• Rahul Sharma

  IRN RXS00537

  • [FCA CF] Client dealing (19 Oct 2021 to 7 Mar 2022)
• Richard Arnim Reinert

  IRN RAR01080

  • Director of firm who is not a certification employee or a SMF manager (since 12 Feb 2024)
  • [FCA CF] Client dealing (9 Dec 2020 to 12 Feb 2024)
  • CF2 Non Executive Director (10 Jul 2018 to 8 Dec 2019)
• Robert George Burgess-Allen

  IRN RGB01068

  • [FCA CF] Client dealing (since 12 Feb 2024)
• Ryan Strickler

  IRN RXS03402

  • [FCA CF] Client dealing (since 8 Aug 2023)
• Samantha Carol Slaughter

  IRN SCF01027

  • [FCA CF] Client dealing (6 Feb 2023 to 6 Jun 2023)
• Tae Sung Kim

  IRN TXK00206

  • [FCA CF] Client dealing (11 Apr 2023 to 8 Sep 2023)
• Tancredi Cordero di Montezemolo

  IRN TXC01651

  • CF30 Customer (5 Jul 2017 to 1 May 2018)
• Thomas Dawtrey

  IRN TXD00068

  • [FCA CF] Client dealing (since 3 Aug 2022)

No changes recorded yet.