Richard Arnim Reinert

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arion Investment Management Limited

    FRN 742037

    • Director of firm who is not a certification employee or a SMF manager (since 12 Feb 2024)
    • [FCA CF] Client dealing (9 Dec 2020 to 12 Feb 2024)
    • CF2 Non Executive Director (10 Jul 2018 to 8 Dec 2019)
  • Citation Capital Management Limited

    FRN 198036

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (28 Jun 2019 to 8 Dec 2019)
    • CF28 Systems and controls (18 Sep 2012 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Oct 2005 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 14 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.