Samantha Carol Slaughter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tavira Financial Limited
FRN 462001
- [FCA CF] Client dealing (since 12 Jun 2023)
Arion Investment Management Limited (no longer approved here)
FRN 742037
- [FCA CF] Client dealing (6 Feb 2023 to 6 Jun 2023)
Sigma Broking Limited (no longer approved here)
FRN 485362
- [FCA CF] Client dealing (22 Sep 2022 to 31 Jan 2023)
GF Financial Markets (UK) Limited (no longer approved here)
FRN 114237
- CF21 Investment Adviser (29 Jan 2002 to 20 Nov 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.