Argentex LLP

• Principal Place of Business

  Daniel Conway, Anthony Wright and David Hudson of FRP Advisory Trading Limited

  110 Cannon Street

  London

  EC4N 6EU

  UNITED KINGDOM

• Complaints Contact

  Daniel Conway, Anthony Wright and David Hudson of FRP Advisory Trading Limited

  110 Cannon Street

  London

  EC4N 6EU

  UNITED KINGDOM

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Jorn Christiaan Andriessen

  IRN JXA00181

  • [FCA CF] Client dealing (7 Dec 2020 to 24 Jul 2025)
  • [FCA CF] Significant management (7 Dec 2020 to 24 Jul 2025)
• Joseph William Duffelen

  IRN JXD00211

  • [FCA CF] Client dealing (7 Dec 2020 to 24 Jul 2025)
  • [FCA CF] Significant management (7 Dec 2020 to 24 Jul 2025)
• Kevin Huby

  IRN KXH01741

  • [FCA CF] CASS oversight function (1 Feb 2023 to 4 Jun 2024)
• Kit Addison Smith

  IRN KAS01180

  • [FCA CF] Client dealing (7 Dec 2020 to 3 May 2024)
  • [FCA CF] Significant management (7 Dec 2020 to 3 May 2024)
  • SMF27 Partner (9 Dec 2019 to 11 Dec 2019)
  • CF4 Partner (4 Jan 2018 to 8 Dec 2019)
  • CF30 Customer (4 Jan 2018 to 8 Dec 2019)
• Lee Stephen McDarby

  IRN LSM01029

  • SMF27 Partner (28 Jul 2023 to 18 Jan 2024)
  • [FCA CF] Significant management (1 Mar 2023 to 9 Feb 2024)
  • [FCA CF] Manager of certification employee (1 Mar 2023 to 9 Feb 2024)
• Lewis Brookbanks

  IRN LXB81346

  • [FCA CF] Client dealing (17 Jan 2022 to 12 Sep 2025)
• Lewis Thorn

  IRN LXT00119

  • [FCA CF] Client dealing (3 May 2021 to 6 Aug 2021)
• Lloyd Christopher Beeston

  IRN LXB00020

  • [FCA CF] Client dealing (7 Dec 2020 to 25 Aug 2025)
• Mark Christopher Johnson

  IRN MCJ01018

  • SMF27 Partner (9 Dec 2019 to 11 Dec 2019)
  • CF4 Partner (4 Jan 2018 to 8 Dec 2019)
• Olivia Charlotte Lang

  IRN OXL28530

  • SMF16 Compliance Oversight (28 Apr 2020 to 30 Apr 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (28 Apr 2020 to 30 Apr 2022)

No changes recorded yet.